Publications

Weather continues to be a significant source of delay for aircraft destined to and departing from the New York metropolitan area, with weather delays through the first half of 2004 reaching levels not seen since 2000. In Allan et al. (2001), it was shown that total arrival delays on days with low ceiling and visibility at Newark Airport (EWR) averaged 210 hours, increasing to an average of 280 hours on days with thunderstorms impacting EWR operations. An analysis of Ground Delay Programs (GDPs) due to weather in the National Airspace System was performed for 2002-20031. Low ceilings, thunderstorms, snow, and wind were all shown to be significant sources of delay (Figure 1). These same weather conditions that lead to GDPs often also lead to holding and long departure delays. In 1998, demonstration of a prototype Integrated Terminal Weather System (ITWS) began in the New York area, helping significantly reduce terminal delays from convection, high surface winds, and vertical wind shear (Allan et al., 2001). In 2002, a new demonstration system, the Corridor Integrated Weather System (CIWS), was introduced at New York Center (ZNY) to help mitigate convective weather delays in the enroute airspace. Substantial benefits were realized from this system and are documented in Robinson et al. (2004). While systems such as ITWS and CIWS have helped significantly with convective weather, much has been learned during the field-testing of these systems about areas where existing research and technology could be leveraged to reduce weather delay in areas that have not been addressed previously. This paper will discuss four experimental products that recently have been or will be fielded in the NY area and how they are expected to benefit the aviation system. Enhancements to the Terminal Convective Weather Forecast (TCWF) address delays in convective weather, snowstorms, and steady rain. The newly fielded Route Availability Planning Tool (RAPT) addresses departure delays in convective weather. The Ceiling and Visibility (C&V) Diagnosis and Prediction Product will address delay due to low ceiling and visibility. The Path-Based Shear Detection (PSD) tool is expected to help both to reduce delays on days with high winds and to indicate regions of potential low altitude turbulence.

Turbulence encounters continue to be one of the largest sources of personal injury in both commercial and general aviation. A significant percentage of these encounters occur without warning, at low altitudes, and have been observed to occur outside of the strong reflectivity storm cores where pilots typically anticipate severe wind shear and/or turbulence. In this paper, statistics illustrating the altitude distributions of specific turbulence encounters are presented. These results suggest that a significant percentage of the moderate and greater turbulence encounters occur at low altitudes. One particularly dangerous form of low altitude turbulence, often associated with convective storms, is the buoyancy wave (BW). Observational evidence of commercial airline encounters with these phenomena indicates that they can cause an impairment of aircraft control that results in significant attitude and altitude fluctuations. Over the past two years several serious aircraft incidents involving low altitude turbulence have been reported. In our investigation of the meteorological conditions surrounding these incidents, there are strong indications that buoyancy waves played a major role in initiating the turbulence. While encounters with this type of buoyancy wave-induced turbulence can be as severe as microburst wind shear encounters, they are typically not detected by current wind shear detection systems. However, these phenomena do have detectable signatures. We suggest two modifications to existing wind shear detection systems that would make it possible to detect these potentially dangerous phenomena.

Reducing thunderstorm-related air traffic delays in congested airspace has become a major objective of the FAA, especially given the recent growth in convective delays. In 2000 and 2001, the key new initiative for reducing these convective weather delays was "strategic" traffic flow management (TFM). Users were given 2-, 4-, and 6-hour collaborative convective weather forecasts, and collaborative traffic routing plans were established via telecons attended by Air Traffic Control (ATC) and airline traffic managers. This "strategic" approach led to difficulties during a large fraction of the weather events because it was not possible to generate forecasts of convective weather at time horizons between 2 and 6 hours that were accurate enough to assess impacts on routes and capacity, and thereby accomplish effective TFM. During convective weather events, traffic managers tend to focus on tactical TFM [Huberdeau, 2004], yet they had relatively inaccurate current weather information and tactical forecasts. The Corridor Integrated Weather System (CIWS) demonstration began in 2001. The objectives of the demonstration are to provide improved tactical air traffic management (ATM) decision support, via improved real time 3D products and accurate short-term convective weather forecasts, and to determine if this support is an operationally useful complement to "strategic" TFM. The current focus of the CIWS initiative is the highly congested airspace containing the Great Lakes and Northeast corridors, since that region offers the greatest potential for delay reduction benefits. In this paper, we describe the current status of CIWS, including initial operational results of Air Traffic Control (ATC) and airline use of the CIWS weather products. We begin with some CIWS background, describing the motivation for the program, the role of CIWS products in the overall convective weather planning process, and the functional domains in which CIWS products can provide operationally significant benefits. We then review the current CIWS capabilities, spatial coverage, sensors used, products, operational users, and integration with ATM systems. Next the detailed CIWS operational benefits study carried out in 2003 is summarized. Finally, we discuss the FAA plans for CIWS and near term enhancements to the system.

In this paper, we summarize contemporary approaches to quantifying convective weather delay reduction benefits. We outline a program to develop a significantly improved capability that can be used to assess benefits of specific systems. This program may potentially accomplish weather impact normalization for studies of National Airspace System (NAS) performance in handling convective weather. Benefits quantification and NAS performance assessment have become very important topics for the aviation weather community. In an era of significant federal government and airline budget austerity for civil aviation investments, it is essential to quantitatively demonstrate delay reduction benefits of improved weather decision support systems. Major FAA initiatives stress the importance of quantitative system performance metrics that are related to aviation weather. For example, the new FAA Air Traffic Organization (ATO) and the FAA Flight Plan 2004-08 both have quantitative performance metrics that are closely related to reducing convective weather delays. The Flight Plan metrics include: "Improving the percentage of all flights arriving within 15 minutes of schedule at the 35 OEP airports by 7%, as measured from the FY2000-02 baseline, through FY08," and "Maintaining average en route travel times among the eight major metropolitan areas." The ATO metrics include the percentage of on time gate arrivals and the fraction of departures that are delayed greater than 40 minutes. However, these metrics currently do not account for the differences in convective weather severity and changes in the NAS. The dramatic increase in convective season delays in 2004 (Figure 1) due to a combination of severe weather, increases in overall demand, and specific airport issues has demonstrated that one needs to consider these other factors. Approaches to delay reduction quantification that were viewed as successful and valid several years ago are no longer considered to be adequate by either by the FAA investment analysis branch or by the Office of Management and Budget (OMB). The paper proceeds as follows. We first discuss at some length the mechanisms by which convective weather delay occurs in the NAS and highlight challenges in delay reduction assessment. We consider this to be very important since one needs to understand how the system operates if one is to design an effective, accurate performance assessment system. We then consider benefits quantification based on feedback from experienced users of a system. Feedback on "average" benefits from a system at the end of a test period was used to generate delay reduction estimates for the Integrated Terminal Weather System (ITWS) and the Weather and Radar Processor (WARP). This end-of-season interview approach was not viable in highly congested en route airspace. Hence, a new approach was developed for Corridor Integrated Weather System (CIWS) benefits assessment that uses real time observations of product usage during convective weather events coupled with in depth analysis of specific cases. Next, we discuss the problems that arise when one attempts to quantify delay reduction benefits by comparing flight delays before and after the Integrated Terminal Weather System (ITWS) system was deployed at Atlanta Hartsfield International Airport (ATL). This seemingly simple approach has proven very difficult in practice because the convective weather events in the different time periods are virtually never identical and because other aspects of the NAS may also have changed (e.g., user demand, fleet mix, and other systems that impact convective weather delays). It has become clear that one needs a quantitative model for the NAS that would permit adjustment of measured delay data to account at least for the differences in convective weather and changes in user demand (i.e., flight scheduling). The paper concludes with recommendations for measuring near term benefits of various classes of convective weather decision support systems.

Major airlines and FAA Traffic Flow Managers alike would prefer to plan their flight routes around convective weather and thereby avoid the tactical maneuvering that results when unforecasted thunderstorms occur. Strategic planning takes place daily and 2-6 hr forecasts are utilized, but these early plans remain unaltered in only the most predictable of convective weather scenarios. More typically, the ATC System Command Center and the Air Route Traffic Control Centers together with airline dispatchers will help flights to utilize jet routes that remain available within regions of convection, or facilitate major reroutes around convection, according to the available "playbook" routes. For this tactical routing in the presence of convective weather to work, both a precise and timely shared picture of current weather is required as well as an accurate, reliable short term (0-2 hr) forecast. This is crucial to containing the system-wide and airport-specific delays that are so prevalent in the summer months (Figure 1), especially as traffic demands approach full capacity at the pacing airports. This paper describes the Tactical 0-2 hr Convective Weather Forecast (CWF) algorithm developed by the MIT Lincoln Laboratory for the FAA, principally sponsored by the Aviation Weather Research Program (AWRP). This CWF technology is currently being utilized in both the Integrated Terminal Weather System (ITWS; Wolfson et al., 2004) and the Corridor Integrated Weather System (CIWS; Evans et al., 2004) proof-of-concept demonstrations. Some of this technology is also being utilized in the National Convective Weather Forecast from the Aviation Weather Center (Megenhardt, 2004), the NCAR Autonowcaster (Saxen et al., 2004), and in various private-vendor forecast systems.

Wake vortices are a by-product of lift generated by aircraft. The vortices from the wings and other lift surfaces such as flaps spin off and trail behind an aircraft (see Figure 1). These vortices can be a hazard to other aircraft, especially lighter aircraft that are following at low altitude. For this reason, numerous air traffic control standards require increased aircraft separation when wake vortex avoidance is a concern. These separation standards provide the required safety: there has never been a fatal accident in the U.S. due to wake vortices when wake vortex separations were provided by air traffic controllers. Wake vortex behavior is strongly dependent on atmospheric conditions, giving rise to the possibility that wake behavior can be predicted with enough precision to allow reduced use of wake vortex avoidance separations. Because vortices can not be seen, and their location and strength are not currently known or predicted, separation standards and air traffic procedures are designed to account for the worst case wake behavior. Because of this, the imposed aircraft separations are larger than required much of the time, reducing terminal capacity and causing increased traffic delay. If procedures or technologies can be developed to reduce the use of wake avoidance separations, terminal area delay reduction may be achieved. A prototype wind dependent wake separation system is operating in Frankfurt, Germany for arrivals into closely spaced parallel runways. The system uses wind prediction at the surface to determine when separation for wake vortex avoidance must be used and when the extra separation does not need to be used [Konopka, 2001][Frech, et al., 2002]. This led the FAA to ask the question: does the wind prediction algorithm used in Frankfurt, or perhaps another algorithm, have sufficient performance to consider it for possible use in the US for a closely spaced parallel runway departure system? This paper reports on a research effort to answer that question. This is part of a larger FAA and NASA research effort [Lang et al., 2003].

The integration of Remotely Piloted Vehicles (RPVs) into civil airspace will require new methods of ensuring traffic avoidance. This paper discusses issues affecting requirements for RPV traffic avoidance systems and describes the safety evaluation process that the international community has deemed necessary to certify such systems. Alternative methods for RPVs to perform traffic avoidance are discussed, including the potential use of new see-and- avoid sensors or the Traffic Alert and Collision Avoidance System (TCAS). Concerns that must be addressed to allow the use of TCAS on RPVs are presented. The paper then details the safety evaluation process that is being implemented to evaluate the safety of TCAS on Global Hawk. The same evaluation process can be extended to other RPVs and traffic avoidance systems for which thorough safety analyses will also be required.

The Corridor Integrated Weather System (CIWS) seeks to improve safety and reduce delay by providing accurate, automated, rapidly updated information on storm locations and echo tops along with two-hour high-resolution animated growth and decay convective storm forecasts. An operational benefits assessment was conducted using on-site observations of CIWS usage at major en route control centers in the Northeast and Great Lakes corridors and the Air Traffic Control Systems Command Center (ATCSCC) during six multi-day periods in 2003. (Not complete).

Estimating the relative safety of a Remotely Piloted Vehicle (RPV) equipped with ACAS will require several extensions to the methods developed in previous ACAS studies. This paper outlines several of these redesign issues. First, it may be necessary to compute the probability that an RPV will experience a critical encounter relative to that for a conventional aircraft. Performing a safety study on only the incremental impact of equipping an RPV with ACAS would circumvent this need. Additionally, methods are proposed to adapt existing encounter models to better represent the likely characteristics of encounters with RPVs. Finally, modifications to the level of detail included in dynamic simulations and fault trees are discussed. It is proposed to shift all dynamic elements out of the fault tree and into a new more complex Monte Carlo simulation.

This paper presents an analysis of the Doppler processing technology currently in use in the nation's terminal airport surveillance radars, and examines possibilities for performance improvement, particularly in the presence of moving clutter. The research focuses on five- and eight-pulse waveform methodologies and their respective detection capabilities given clearly defined rain clutter scenarios. Performance with fixed coefficient filters similar to those used in the existing radars is calculated, followed by performance using an adaptive Doppler filtering technique. Performance is quantified in terms of signal-to-interference ratio at the output of the Doppler filters and resultant probability of detection given a specified probability of false alarm. The results will show that a substantial improvement in detection in the vicinity of rain clutter is realized for both the five- and eight-pulse waveforms when using the adaptive coefficient Doppler filters as compared to the performance observed with the fixed coefficient filters. For constant filter weights, the eight-pulse Doppler filters give significantly better performance in most diverse rain clutter than the five-pulse Doppler filters.